Siebel Thomas M's Form 4 filing
C3.ai, Inc. (AI) · filed Feb 13, 2025
- Accession no.
- 0001415889-25-003936
- Filed
- Feb 13, 2025
- Trade date
- Feb 11-12, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $21.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siebel Thomas MCIK 0001031530 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2025 | Class A Common Stock | MOption exerciseAcquired | +133,000 | $1.86 | +$247,380 | 1,889,390 | Direct | |
| Feb 11, 2025 | Class A Common Stock | SSaleDisposed | −334,227 | $32.43F2 | −$10,838,981.61 | 1,555,163 | Direct | |
| Feb 11, 2025 | Class A Common Stock | SSaleDisposed | −97,447 | $33.49F3 | −$3,263,500.03 | 1,457,716 | Direct | |
| Feb 11, 2025 | Class A Common Stock | SSaleDisposed | −120,748 | $34.37F4 | −$4,150,108.76 | 1,336,968 | Direct | |
| Feb 12, 2025 | Class A Common Stock | SSaleDisposed | −78,873 | $32.22F5 | −$2,541,288.06 | 1,258,095 | Direct | |
| Feb 12, 2025 | Class A Common Stock | SSaleDisposed | −20,828 | $32.58F6 | −$678,576.24 | 1,237,267 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2025 | Class A Common Stock | MOption exerciseDisposed | −133,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $31.945 to $32.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $32.945 to $33.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $33.945 to $34.815. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $31.51 to $32.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $32.51 to $32.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.