Patel Kavita 的 Form 4 申報
Arcellx, Inc.（ACLX），2024/12/5 申報
- 申報編號
- 0001415889-24-028425
- 申報時間
- 2024/12/5
- 交易日
- 2024/12/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $13.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Patel KavitaCIK 0001670683 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/3 | Common Stock | M行使選擇權取得 | +1,500 | $6.66 | +$9,990 | 1,500 | 直接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −300 | $88.53F2 | −$26,559 | 1,200 | 直接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −400 | $89.84F3 | −$35,936 | 800 | 直接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −200 | $91.91F4 | −$18,382 | 600 | 直接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −300 | $93.76F5 | −$28,128 | 300 | 直接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −300 | $96.05F6 | −$28,815 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/3 | Common Stock | M行使選擇權處分 | −1,500 | $0.00 | $0 | 40,577 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $88.34 to $88.66 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $89.39 to $90.13 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $91.59 to $92.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $93.18 to $94.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $95.89 to $96.24 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。