Patel Kavita's Form 4 filing
Arcellx, Inc. (ACLX) · filed Dec 5, 2024
- Accession no.
- 0001415889-24-028425
- Filed
- Dec 5, 2024
- Trade date
- Dec 3, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $137.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Patel KavitaCIK 0001670683 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2024 | Common Stock | MOption exerciseAcquired | +1,500 | $6.66 | +$9,990 | 1,500 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −300 | $88.53F2 | −$26,559 | 1,200 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −400 | $89.84F3 | −$35,936 | 800 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −200 | $91.91F4 | −$18,382 | 600 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −300 | $93.76F5 | −$28,128 | 300 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −300 | $96.05F6 | −$28,815 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2024 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 40,577 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $88.34 to $88.66 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $89.39 to $90.13 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $91.59 to $92.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $93.18 to $94.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $95.89 to $96.24 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.