Heery Christopher 的 Form 4 申報
Arcellx, Inc.（ACLX），2024/9/3 申報
- 申報編號
- 0001415889-24-022724
- 申報時間
- 2024/9/3
- 交易日
- 2024/9/3
- 申報延遲
- 當天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $184.0 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Heery ChristopherCIK 0001789632 | 高階主管（醫療長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/3 | Common Stock | M行使選擇權取得 | +22,000 | $15.00 | +$330,000 | 31,278 | 直接 | |
| 2024/9/3 | Common Stock | M行使選擇權取得 | +5,451 | $6.28 | +$34,232.28 | 36,729 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −14,776 | $66.05F2 | −$975,954.8 | 21,953 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −6,617 | $67.24F3 | −$444,927.08 | 15,336 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −1,958 | $68.01F4 | −$133,163.58 | 13,378 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −1,200 | $69.06F5 | −$82,872 | 12,178 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −2,900 | $70.07F6 | −$203,203 | 9,278 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/3 | Common Stock | M行使選擇權處分 | −22,000 | $0.00 | $0 | 135,837 | 直接 | |
| 2024/9/3 | Common Stock | M行使選擇權處分 | −5,451 | $0.00 | $0 | 43,604 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents the weighted average share price of an aggregate total of 14,776 shares sold in the price range of $65.61 to $66.60 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average share price of an aggregate total of 6,617 shares sold in the price range of $66.65 to $67.64 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average share price of an aggregate total of 1,958 shares sold in the price range of $67.65 to $68.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average share price of an aggregate total of 1,200 shares sold in the price range of $68.70 to $69.66 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average share price of an aggregate total of 2,900 shares sold in the price range of $69.75 to $70.32 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。