Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Sep 3, 2024
- Accession no.
- 0001415889-24-022724
- Filed
- Sep 3, 2024
- Trade date
- Sep 3, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.84M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (CHIEF MEDICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Common Stock | MOption exerciseAcquired | +22,000 | $15.00 | +$330,000 | 31,278 | Direct | |
| Sep 3, 2024 | Common Stock | MOption exerciseAcquired | +5,451 | $6.28 | +$34,232.28 | 36,729 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −14,776 | $66.05F2 | −$975,954.8 | 21,953 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −6,617 | $67.24F3 | −$444,927.08 | 15,336 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −1,958 | $68.01F4 | −$133,163.58 | 13,378 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −1,200 | $69.06F5 | −$82,872 | 12,178 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −2,900 | $70.07F6 | −$203,203 | 9,278 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Common Stock | MOption exerciseDisposed | −22,000 | $0.00 | $0 | 135,837 | Direct | |
| Sep 3, 2024 | Common Stock | MOption exerciseDisposed | −5,451 | $0.00 | $0 | 43,604 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 14,776 shares sold in the price range of $65.61 to $66.60 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 6,617 shares sold in the price range of $66.65 to $67.64 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 1,958 shares sold in the price range of $67.65 to $68.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 1,200 shares sold in the price range of $68.70 to $69.66 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 2,900 shares sold in the price range of $69.75 to $70.32 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.