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Lowenthal Richard E 的 Form 4 申報

ARS Pharmaceuticals, Inc.(SPRY),2024/8/21 申報

申報編號
0001415889-24-021877
申報時間
2024/8/21
交易日
2024/8/20
申報延遲
1 天
10b5-1 計畫
有勾選

這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $150.3 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lowenthal Richard ECIK 0001378550董事、高階主管(總裁、執行長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/8/20Common StockS賣出處分−35,944$14.76F2−$530,533.441,511,503間接
2024/8/20Common StockS賣出處分−11,756$15.61F4−$183,511.161,499,747間接
2024/8/20Common StockS賣出處分−2,300$16.26F5−$37,3981,497,447間接
2024/8/20Common StockS賣出處分−36,216$14.76F6−$534,548.161,512,283間接
2024/8/20Common StockS賣出處分−11,523$15.62F8−$179,989.261,500,760間接
2024/8/20Common StockS賣出處分−2,261$16.25F9−$36,741.251,498,499間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The weighted average sale price for the transaction report was $14.7565 and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

F4

The weighted average sale price for the transaction report was $15.6129 and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

F5

The weighted average sale price for the transaction report was $16.2589 and the range of prices were between $16.15 and $16.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

F6

The weighted average sale price for the transaction report was $14.7576,and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

F8

The weighted average sale price for the transaction report was $15.6234,and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

F9

The weighted average sale price for the transaction report was $16.2532 and the range of prices were between $16.12 and $16.34. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)