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Lowenthal Richard E's Form 4 filing

ARS Pharmaceuticals, Inc. (SPRY) · filed Aug 21, 2024

Accession no.
0001415889-24-021877
Filed
Aug 21, 2024
Trade date
Aug 20, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions. Open-market sales total $1.50M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lowenthal Richard ECIK 0001378550Director, Officer (PRESIDENT AND CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 20, 2024Common StockSSaleDisposed−35,944$14.76F2−$530,533.441,511,503Indirect
Aug 20, 2024Common StockSSaleDisposed−11,756$15.61F4−$183,511.161,499,747Indirect
Aug 20, 2024Common StockSSaleDisposed−2,300$16.26F5−$37,3981,497,447Indirect
Aug 20, 2024Common StockSSaleDisposed−36,216$14.76F6−$534,548.161,512,283Indirect
Aug 20, 2024Common StockSSaleDisposed−11,523$15.62F8−$179,989.261,500,760Indirect
Aug 20, 2024Common StockSSaleDisposed−2,261$16.25F9−$36,741.251,498,499Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The weighted average sale price for the transaction report was $14.7565 and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F4

The weighted average sale price for the transaction report was $15.6129 and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F5

The weighted average sale price for the transaction report was $16.2589 and the range of prices were between $16.15 and $16.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F6

The weighted average sale price for the transaction report was $14.7576,and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F8

The weighted average sale price for the transaction report was $15.6234,and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F9

The weighted average sale price for the transaction report was $16.2532 and the range of prices were between $16.12 and $16.34. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)