Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/8/5 申報
- 申報編號
- 0001415889-24-020751
- 申報時間
- 2024/8/5
- 交易日
- 2024/8/1-8/2
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 23 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $233.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/1 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −40 | $312.29 | −$12,491.6 | 3,690 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −123 | $316.18F2 | −$38,890.14 | 3,567 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −220 | $317.36F3 | −$69,819.2 | 3,347 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −202 | $318.68F4 | −$64,373.36 | 3,145 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −202 | $319.76F5 | −$64,591.52 | 2,943 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −265 | $321.86F6 | −$85,292.9 | 2,678 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −468 | $323.04F7 | −$151,182.72 | 2,210 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −205 | $323.98F8 | −$66,415.9 | 2,005 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −754 | $325.38F9 | −$245,336.52 | 1,251 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −244 | $326.05F10 | −$79,556.2 | 1,007 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −243 | $327.60F11 | −$79,606.8 | 764 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −527 | $328.74F12 | −$173,245.98 | 237 | 直接 | |
| 2024/8/1 | Common Stock | S賣出處分 | −107 | $329.57F13 | −$35,263.99 | 130 | 直接 | |
| 2024/8/2 | Common Stock | M行使選擇權取得 | +3,600 | $129.49F1 | +$466,164 | 3,730 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −594 | $321.04F14 | −$190,697.76 | 3,136 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −396 | $322.17F15 | −$127,579.32 | 2,740 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −320 | $323.35F16 | −$103,472 | 2,420 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −215 | $324.38F17 | −$69,741.7 | 2,205 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −1,030 | $325.54F18 | −$335,306.2 | 1,175 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −384 | $326.51F19 | −$125,379.84 | 791 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −513 | $327.76F20 | −$168,140.88 | 278 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −148 | $329.25 | −$48,729 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/1 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 57,869 | 直接 | |
| 2024/8/2 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 54,269 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This exercise and sale of stock options was pursuant to a pre-arranged 10b5-1 trading plan entered into by the reporting person on August 4, 2023. This plan will continue until the earlier of: (a) exhaustion of a tranche of 723,869 stock options that expire December 31, 2024; or (b) August 31, 2024.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $315.45 to $316.435. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $316.85 to $317.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $318.18 to $319.075. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $319.64 to $319.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $321.445 to $322.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $322.54 to $323.445. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $323.74 to $324.245. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $324.83 to $325.795. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $325.84 to $326.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $327.235 to $327.965. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $328.26 to $329.205. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $329.395 to $329.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $320.515 to $321.465. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $321.69 to $322.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $322.92 to $323.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $324.08 to $325.005. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This transaction was executed in multiple trades at prices ranging from $325.18 to $326.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This transaction was executed in multiple trades at prices ranging from $326.31 to $326.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F20
This transaction was executed in multiple trades at prices ranging from $327.425 to $328.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。