Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Aug 5, 2024
- Accession no.
- 0001415889-24-020751
- Filed
- Aug 5, 2024
- Trade date
- Aug 1-2, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 23 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.34M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (Chairperson & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2024 | Common Stock | MOption exerciseAcquired | +3,600 | $129.49 | +$466,164 | 3,730 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −40 | $312.29 | −$12,491.6 | 3,690 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −123 | $316.18F2 | −$38,890.14 | 3,567 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −220 | $317.36F3 | −$69,819.2 | 3,347 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −202 | $318.68F4 | −$64,373.36 | 3,145 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −202 | $319.76F5 | −$64,591.52 | 2,943 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −265 | $321.86F6 | −$85,292.9 | 2,678 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −468 | $323.04F7 | −$151,182.72 | 2,210 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −205 | $323.98F8 | −$66,415.9 | 2,005 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −754 | $325.38F9 | −$245,336.52 | 1,251 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −244 | $326.05F10 | −$79,556.2 | 1,007 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −243 | $327.60F11 | −$79,606.8 | 764 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −527 | $328.74F12 | −$173,245.98 | 237 | Direct | |
| Aug 1, 2024 | Common Stock | SSaleDisposed | −107 | $329.57F13 | −$35,263.99 | 130 | Direct | |
| Aug 2, 2024 | Common Stock | MOption exerciseAcquired | +3,600 | $129.49F1 | +$466,164 | 3,730 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −594 | $321.04F14 | −$190,697.76 | 3,136 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −396 | $322.17F15 | −$127,579.32 | 2,740 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −320 | $323.35F16 | −$103,472 | 2,420 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −215 | $324.38F17 | −$69,741.7 | 2,205 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −1,030 | $325.54F18 | −$335,306.2 | 1,175 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −384 | $326.51F19 | −$125,379.84 | 791 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −513 | $327.76F20 | −$168,140.88 | 278 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −148 | $329.25 | −$48,729 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2024 | Common Stock | MOption exerciseDisposed | −3,600 | $0.00 | $0 | 57,869 | Direct | |
| Aug 2, 2024 | Common Stock | MOption exerciseDisposed | −3,600 | $0.00 | $0 | 54,269 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This exercise and sale of stock options was pursuant to a pre-arranged 10b5-1 trading plan entered into by the reporting person on August 4, 2023. This plan will continue until the earlier of: (a) exhaustion of a tranche of 723,869 stock options that expire December 31, 2024; or (b) August 31, 2024.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $315.45 to $316.435. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $316.85 to $317.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $318.18 to $319.075. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $319.64 to $319.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $321.445 to $322.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $322.54 to $323.445. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $323.74 to $324.245. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $324.83 to $325.795. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $325.84 to $326.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $327.235 to $327.965. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $328.26 to $329.205. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $329.395 to $329.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $320.515 to $321.465. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $321.69 to $322.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $322.92 to $323.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $324.08 to $325.005. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
This transaction was executed in multiple trades at prices ranging from $325.18 to $326.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F19
This transaction was executed in multiple trades at prices ranging from $326.31 to $326.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F20
This transaction was executed in multiple trades at prices ranging from $327.425 to $328.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.