Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/4/15 申報
- 申報編號
- 0001415889-24-010811
- 申報時間
- 2024/4/15
- 交易日
- 2024/4/11-4/12
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $170.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/11 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/11 | Common Stock | S賣出處分 | −1,016 | $237.56F2 | −$241,360.96 | 2,714 | 直接 | |
| 2024/4/11 | Common Stock | S賣出處分 | −1,082 | $238.87F3 | −$258,457.34 | 1,632 | 直接 | |
| 2024/4/11 | Common Stock | S賣出處分 | −1,285 | $239.84F4 | −$308,194.4 | 347 | 直接 | |
| 2024/4/11 | Common Stock | S賣出處分 | −217 | $240.78 | −$52,249.26 | 130 | 直接 | |
| 2024/4/12 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/12 | Common Stock | S賣出處分 | −195 | $233.04F5 | −$45,442.8 | 3,535 | 直接 | |
| 2024/4/12 | Common Stock | S賣出處分 | −1,114 | $234.03F6 | −$260,709.42 | 2,421 | 直接 | |
| 2024/4/12 | Common Stock | S賣出處分 | −1,211 | $235.07F7 | −$284,669.77 | 1,210 | 直接 | |
| 2024/4/12 | Common Stock | S賣出處分 | −364 | $236.03F8 | −$85,914.92 | 846 | 直接 | |
| 2024/4/12 | Common Stock | S賣出處分 | −445 | $238.27F9 | −$106,030.15 | 401 | 直接 | |
| 2024/4/12 | Common Stock | S賣出處分 | −271 | $238.89F10 | −$64,739.19 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/11 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 335,069 | 直接 | |
| 2024/4/12 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 331,469 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $237.085 to $238.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $238.33 to $239.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $239.39 to $240.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $232.64 to $233.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $233.645 to $234.535. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $234.665 to $235.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $235.705 to $236.315. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $237.61 to $238.605. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $238.66 to $239.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。