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Rothblatt Martine A's Form 4 filing

United Therapeutics Corp (UTHR) · filed Apr 15, 2024

Accession no.
0001415889-24-010811
Filed
Apr 15, 2024
Trade date
Apr 11-12, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.71M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothblatt Martine ACIK 0001106578Director, Officer (CHAIRPERSON & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 11, 2024Common StockMOption exerciseAcquired+3,600$129.49+$466,1643,730Direct
Apr 11, 2024Common StockSSaleDisposed−1,016$237.56F2−$241,360.962,714Direct
Apr 11, 2024Common StockSSaleDisposed−1,082$238.87F3−$258,457.341,632Direct
Apr 11, 2024Common StockSSaleDisposed−1,285$239.84F4−$308,194.4347Direct
Apr 11, 2024Common StockSSaleDisposed−217$240.78−$52,249.26130Direct
Apr 12, 2024Common StockMOption exerciseAcquired+3,600$129.49+$466,1643,730Direct
Apr 12, 2024Common StockSSaleDisposed−195$233.04F5−$45,442.83,535Direct
Apr 12, 2024Common StockSSaleDisposed−1,114$234.03F6−$260,709.422,421Direct
Apr 12, 2024Common StockSSaleDisposed−1,211$235.07F7−$284,669.771,210Direct
Apr 12, 2024Common StockSSaleDisposed−364$236.03F8−$85,914.92846Direct
Apr 12, 2024Common StockSSaleDisposed−445$238.27F9−$106,030.15401Direct
Apr 12, 2024Common StockSSaleDisposed−271$238.89F10−$64,739.19130Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 11, 2024Common StockMOption exerciseDisposed−3,600$0.00$0335,069Direct
Apr 12, 2024Common StockMOption exerciseDisposed−3,600$0.00$0331,469Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $237.085 to $238.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $238.33 to $239.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $239.39 to $240.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $232.64 to $233.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $233.645 to $234.535. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $234.665 to $235.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $235.705 to $236.315. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $237.61 to $238.605. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $238.66 to $239.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)