Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/4/9 申報
- 申報編號
- 0001415889-24-010571
- 申報時間
- 2024/4/9
- 交易日
- 2024/4/5-4/8
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $472.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/5 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/4/5 | Common Stock | S賣出處分 | −204 | $231.31F2 | −$47,187.24 | 14,926 | 直接 | |
| 2024/4/5 | Common Stock | S賣出處分 | −562 | $232.75F3 | −$130,805.5 | 14,364 | 直接 | |
| 2024/4/5 | Common Stock | S賣出處分 | −4,176 | $233.77F4 | −$976,223.52 | 10,188 | 直接 | |
| 2024/4/5 | Common Stock | S賣出處分 | −2,986 | $234.74F5 | −$700,933.64 | 7,202 | 直接 | |
| 2024/4/5 | Common Stock | S賣出處分 | −4,667 | $235.91F6 | −$1,100,991.97 | 2,535 | 直接 | |
| 2024/4/5 | Common Stock | S賣出處分 | −2,405 | $236.91F7 | −$569,768.55 | 130 | 直接 | |
| 2024/4/8 | Common Stock | M行使選擇權取得 | +5,060 | $129.49 | +$655,219.4 | 5,190 | 直接 | |
| 2024/4/8 | Common Stock | S賣出處分 | −202 | $232.43F8 | −$46,950.86 | 4,988 | 直接 | |
| 2024/4/8 | Common Stock | S賣出處分 | −260 | $235.36F9 | −$61,193.6 | 4,728 | 直接 | |
| 2024/4/8 | Common Stock | S賣出處分 | −1,639 | $236.86F10 | −$388,213.54 | 3,089 | 直接 | |
| 2024/4/8 | Common Stock | S賣出處分 | −1,114 | $237.63F11 | −$264,719.82 | 1,975 | 直接 | |
| 2024/4/8 | Common Stock | S賣出處分 | −1,732 | $238.85F12 | −$413,688.2 | 243 | 直接 | |
| 2024/4/8 | Common Stock | S賣出處分 | −113 | $239.63 | −$27,078.19 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/5 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 372,529 | 直接 | |
| 2024/4/8 | Common Stock | M行使選擇權處分 | −5,060 | $0.00 | $0 | 367,469 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $231.14 to $231.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $232.16 to $233.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $233.20 to $234.19. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $234.21 to $235.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $235.39 to $236.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $236.57 to $237.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $232.04 to $232.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $235.03 to $235.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $236.19 to $237.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $237.19 to $238.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $238.325 to $239.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。