Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Apr 9, 2024
- Accession no.
- 0001415889-24-010571
- Filed
- Apr 9, 2024
- Trade date
- Apr 5-8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.73M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $129.49 | +$1,942,350 | 15,130 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −204 | $231.31F2 | −$47,187.24 | 14,926 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −562 | $232.75F3 | −$130,805.5 | 14,364 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −4,176 | $233.77F4 | −$976,223.52 | 10,188 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −2,986 | $234.74F5 | −$700,933.64 | 7,202 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −4,667 | $235.91F6 | −$1,100,991.97 | 2,535 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −2,405 | $236.91F7 | −$569,768.55 | 130 | Direct | |
| Apr 8, 2024 | Common Stock | MOption exerciseAcquired | +5,060 | $129.49 | +$655,219.4 | 5,190 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −202 | $232.43F8 | −$46,950.86 | 4,988 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −260 | $235.36F9 | −$61,193.6 | 4,728 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −1,639 | $236.86F10 | −$388,213.54 | 3,089 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −1,114 | $237.63F11 | −$264,719.82 | 1,975 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −1,732 | $238.85F12 | −$413,688.2 | 243 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −113 | $239.63 | −$27,078.19 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 372,529 | Direct | |
| Apr 8, 2024 | Common Stock | MOption exerciseDisposed | −5,060 | $0.00 | $0 | 367,469 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $231.14 to $231.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $232.16 to $233.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $233.20 to $234.19. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $234.21 to $235.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $235.39 to $236.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $236.57 to $237.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $232.04 to $232.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $235.03 to $235.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $236.19 to $237.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $237.19 to $238.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $238.325 to $239.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.