Thurman Alex R. 的 Form 4 申報
GLAUKOS Corp（GKOS），2024/4/3 申報
- 申報編號
- 0001415889-24-010205
- 申報時間
- 2024/4/3
- 交易日
- 2024/4/1-4/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $4.28 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Thurman Alex R.CIK 0001920061 | 高階主管（資深副總裁、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/1 | Common Stock | F扣股繳稅處分 | −1,001 | $93.10 | −$93,193.1 | 55,390 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −44 | $88.76F4 | −$3,905.44 | 55,346 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −170 | $89.71F5 | −$15,250.7 | 55,176 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −178 | $90.76F6 | −$16,155.28 | 54,998 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −81 | $91.74F7 | −$7,430.94 | 54,917 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −1 | $92.74 | −$92.74 | 54,916 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
This transaction was executed in multiple trades at prices ranging from $88.30 to $89.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $89.32 to $90.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $90.34 to $91.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $91.34 to $92.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。