Thurman Alex R.'s Form 4 filing
GLAUKOS Corp (GKOS) · filed Apr 3, 2024
- Accession no.
- 0001415889-24-010205
- Filed
- Apr 3, 2024
- Trade date
- Apr 1-2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $42.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thurman Alex R.CIK 0001920061 | Officer (SVP & CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | FTax withholdingDisposed | −1,001 | $93.10 | −$93,193.1 | 55,390 | Direct | |
| Apr 2, 2024 | Common Stock | SSaleDisposed | −44 | $88.76F4 | −$3,905.44 | 55,346 | Direct | |
| Apr 2, 2024 | Common Stock | SSaleDisposed | −170 | $89.71F5 | −$15,250.7 | 55,176 | Direct | |
| Apr 2, 2024 | Common Stock | SSaleDisposed | −178 | $90.76F6 | −$16,155.28 | 54,998 | Direct | |
| Apr 2, 2024 | Common Stock | SSaleDisposed | −81 | $91.74F7 | −$7,430.94 | 54,917 | Direct | |
| Apr 2, 2024 | Common Stock | SSaleDisposed | −1 | $92.74 | −$92.74 | 54,916 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $88.30 to $89.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $89.32 to $90.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $90.34 to $91.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $91.34 to $92.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.