Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/4/3 申報
- 申報編號
- 0001415889-24-010011
- 申報時間
- 2024/4/3
- 交易日
- 2024/4/1-4/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $686.1 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/1 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/4/1 | Common Stock | S賣出處分 | −489 | $223.03F2 | −$109,061.67 | 14,641 | 直接 | |
| 2024/4/1 | Common Stock | S賣出處分 | −590 | $223.71F3 | −$131,988.9 | 14,051 | 直接 | |
| 2024/4/1 | Common Stock | S賣出處分 | −769 | $225.17F4 | −$173,155.73 | 13,282 | 直接 | |
| 2024/4/1 | Common Stock | S賣出處分 | −1,014 | $225.70F5 | −$228,859.8 | 12,268 | 直接 | |
| 2024/4/1 | Common Stock | S賣出處分 | −1,373 | $227.46F6 | −$312,302.58 | 10,895 | 直接 | |
| 2024/4/1 | Common Stock | S賣出處分 | −5,005 | $228.34F7 | −$1,142,841.7 | 5,890 | 直接 | |
| 2024/4/1 | Common Stock | S賣出處分 | −5,354 | $229.38F8 | −$1,228,100.52 | 536 | 直接 | |
| 2024/4/1 | Common Stock | S賣出處分 | −406 | $230.14F9 | −$93,436.84 | 130 | 直接 | |
| 2024/4/2 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −186 | $227.02 | −$42,225.72 | 14,944 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −5,216 | $228.81F10 | −$1,193,472.96 | 9,728 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −8,121 | $229.64F11 | −$1,864,906.44 | 1,607 | 直接 | |
| 2024/4/2 | Common Stock | S賣出處分 | −1,477 | $230.52F12 | −$340,478.04 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/1 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 432,529 | 直接 | |
| 2024/4/2 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 417,529 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $222.185 to $223.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $223.25 to $224.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $224.555 to $225.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $225.56 to $226.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $226.85 to $227.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $227.89 to $228.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $228.895 to $229.875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $230.03 to $230.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $228.22 to $229.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $229.225 to $230.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $230.255 to $230.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。