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Rothblatt Martine A's Form 4 filing

United Therapeutics Corp (UTHR) · filed Apr 3, 2024

Accession no.
0001415889-24-010011
Filed
Apr 3, 2024
Trade date
Apr 1-2, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.86M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothblatt Martine ACIK 0001106578Director, Officer (CHAIRPERSON & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 1, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Apr 1, 2024Common StockSSaleDisposed−489$223.03F2−$109,061.6714,641Direct
Apr 1, 2024Common StockSSaleDisposed−590$223.71F3−$131,988.914,051Direct
Apr 1, 2024Common StockSSaleDisposed−769$225.17F4−$173,155.7313,282Direct
Apr 1, 2024Common StockSSaleDisposed−1,014$225.70F5−$228,859.812,268Direct
Apr 1, 2024Common StockSSaleDisposed−1,373$227.46F6−$312,302.5810,895Direct
Apr 1, 2024Common StockSSaleDisposed−5,005$228.34F7−$1,142,841.75,890Direct
Apr 1, 2024Common StockSSaleDisposed−5,354$229.38F8−$1,228,100.52536Direct
Apr 1, 2024Common StockSSaleDisposed−406$230.14F9−$93,436.84130Direct
Apr 2, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Apr 2, 2024Common StockSSaleDisposed−186$227.02−$42,225.7214,944Direct
Apr 2, 2024Common StockSSaleDisposed−5,216$228.81F10−$1,193,472.969,728Direct
Apr 2, 2024Common StockSSaleDisposed−8,121$229.64F11−$1,864,906.441,607Direct
Apr 2, 2024Common StockSSaleDisposed−1,477$230.52F12−$340,478.04130Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 1, 2024Common StockMOption exerciseDisposed−15,000$0.00$0432,529Direct
Apr 2, 2024Common StockMOption exerciseDisposed−15,000$0.00$0417,529Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $222.185 to $223.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $223.25 to $224.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $224.555 to $225.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $225.56 to $226.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $226.85 to $227.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $227.89 to $228.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $228.895 to $229.875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $230.03 to $230.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $228.22 to $229.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades at prices ranging from $229.225 to $230.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades at prices ranging from $230.255 to $230.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)