Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/3/25 申報
- 申報編號
- 0001415889-24-009034
- 申報時間
- 2024/3/25
- 交易日
- 2024/3/21-3/22
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $710.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/21 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/21 | Common Stock | S賣出處分 | −1,353 | $234.38F2 | −$317,116.14 | 13,777 | 直接 | |
| 2024/3/21 | Common Stock | S賣出處分 | −2,500 | $235.58F3 | −$588,950 | 11,277 | 直接 | |
| 2024/3/21 | Common Stock | S賣出處分 | −8,650 | $236.57F4 | −$2,046,330.5 | 2,627 | 直接 | |
| 2024/3/21 | Common Stock | S賣出處分 | −2,497 | $237.38F5 | −$592,737.86 | 130 | 直接 | |
| 2024/3/22 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/22 | Common Stock | S賣出處分 | −1,780 | $234.62F6 | −$417,623.6 | 13,350 | 直接 | |
| 2024/3/22 | Common Stock | S賣出處分 | −735 | $235.34F7 | −$172,974.9 | 12,615 | 直接 | |
| 2024/3/22 | Common Stock | S賣出處分 | −3,612 | $236.62F8 | −$854,671.44 | 9,003 | 直接 | |
| 2024/3/22 | Common Stock | S賣出處分 | −5,212 | $237.56F9 | −$1,238,162.72 | 3,791 | 直接 | |
| 2024/3/22 | Common Stock | S賣出處分 | −3,661 | $238.29F10 | −$872,379.69 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/21 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 521,654 | 直接 | |
| 2024/3/22 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 506,654 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $234.03 to $235.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $235.07 to $236.065. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $236.085 to $237.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $237.10 to $237.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $234.02 to $235.015. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $235.02 to $235.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $236.09 to $237.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $237.15 to $238.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $238.01 to $238.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。