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Rothblatt Martine A's Form 4 filing

United Therapeutics Corp (UTHR) · filed Mar 25, 2024

Accession no.
0001415889-24-009034
Filed
Mar 25, 2024
Trade date
Mar 21-22, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.10M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothblatt Martine ACIK 0001106578Director, Officer (CHAIRPERSON & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 21, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Mar 21, 2024Common StockSSaleDisposed−1,353$234.38F2−$317,116.1413,777Direct
Mar 21, 2024Common StockSSaleDisposed−2,500$235.58F3−$588,95011,277Direct
Mar 21, 2024Common StockSSaleDisposed−8,650$236.57F4−$2,046,330.52,627Direct
Mar 21, 2024Common StockSSaleDisposed−2,497$237.38F5−$592,737.86130Direct
Mar 22, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Mar 22, 2024Common StockSSaleDisposed−1,780$234.62F6−$417,623.613,350Direct
Mar 22, 2024Common StockSSaleDisposed−735$235.34F7−$172,974.912,615Direct
Mar 22, 2024Common StockSSaleDisposed−3,612$236.62F8−$854,671.449,003Direct
Mar 22, 2024Common StockSSaleDisposed−5,212$237.56F9−$1,238,162.723,791Direct
Mar 22, 2024Common StockSSaleDisposed−3,661$238.29F10−$872,379.69130Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 21, 2024Common StockMOption exerciseDisposed−15,000$0.00$0521,654Direct
Mar 22, 2024Common StockMOption exerciseDisposed−15,000$0.00$0506,654Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $234.03 to $235.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $235.07 to $236.065. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $236.085 to $237.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $237.10 to $237.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $234.02 to $235.015. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $235.02 to $235.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $236.09 to $237.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $237.15 to $238.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $238.01 to $238.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)