Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/3/21 申報
- 申報編號
- 0001415889-24-008841
- 申報時間
- 2024/3/21
- 交易日
- 2024/3/19-3/20
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $708.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/19 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/19 | Common Stock | S賣出處分 | −1,227 | $233.25F2 | −$286,197.75 | 13,903 | 直接 | |
| 2024/3/19 | Common Stock | S賣出處分 | −975 | $233.98F3 | −$228,130.5 | 12,928 | 直接 | |
| 2024/3/19 | Common Stock | S賣出處分 | −2,409 | $235.08F4 | −$566,307.72 | 10,519 | 直接 | |
| 2024/3/19 | Common Stock | S賣出處分 | −2,958 | $236.28F5 | −$698,916.24 | 7,561 | 直接 | |
| 2024/3/19 | Common Stock | S賣出處分 | −2,953 | $237.08F6 | −$700,097.24 | 4,608 | 直接 | |
| 2024/3/19 | Common Stock | S賣出處分 | −2,825 | $238.48F7 | −$673,706 | 1,783 | 直接 | |
| 2024/3/19 | Common Stock | S賣出處分 | −1,653 | $239.30F8 | −$395,562.9 | 130 | 直接 | |
| 2024/3/20 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/20 | Common Stock | S賣出處分 | −2,290 | $234.33F9 | −$536,615.7 | 12,840 | 直接 | |
| 2024/3/20 | Common Stock | S賣出處分 | −3,642 | $235.19F10 | −$856,561.98 | 9,198 | 直接 | |
| 2024/3/20 | Common Stock | S賣出處分 | −6,055 | $236.37F11 | −$1,431,220.35 | 3,143 | 直接 | |
| 2024/3/20 | Common Stock | S賣出處分 | −2,863 | $237.21F12 | −$679,132.23 | 280 | 直接 | |
| 2024/3/20 | Common Stock | S賣出處分 | −150 | $238.28 | −$35,742 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/19 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 551,654 | 直接 | |
| 2024/3/20 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 536,654 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $232.57 to $233.565. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $233.60 to $234.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $234.635 to $235.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $235.66 to $236.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $236.66 to $237.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $238.13 to $239.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $239.17 to $239.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $233.855 to $234.845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $234.88 to $235.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $235.885 to $236.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $236.875 to $237.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。