Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 21, 2024
- Accession no.
- 0001415889-24-008841
- Filed
- Mar 21, 2024
- Trade date
- Mar 19-20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $129.49 | +$1,942,350 | 15,130 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −1,227 | $233.25F2 | −$286,197.75 | 13,903 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −975 | $233.98F3 | −$228,130.5 | 12,928 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −2,409 | $235.08F4 | −$566,307.72 | 10,519 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −2,958 | $236.28F5 | −$698,916.24 | 7,561 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −2,953 | $237.08F6 | −$700,097.24 | 4,608 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −2,825 | $238.48F7 | −$673,706 | 1,783 | Direct | |
| Mar 19, 2024 | Common Stock | SSaleDisposed | −1,653 | $239.30F8 | −$395,562.9 | 130 | Direct | |
| Mar 20, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $129.49 | +$1,942,350 | 15,130 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −2,290 | $234.33F9 | −$536,615.7 | 12,840 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −3,642 | $235.19F10 | −$856,561.98 | 9,198 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −6,055 | $236.37F11 | −$1,431,220.35 | 3,143 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −2,863 | $237.21F12 | −$679,132.23 | 280 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −150 | $238.28 | −$35,742 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 551,654 | Direct | |
| Mar 20, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 536,654 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $232.57 to $233.565. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $233.60 to $234.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $234.635 to $235.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $235.66 to $236.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $236.66 to $237.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $238.13 to $239.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $239.17 to $239.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $233.855 to $234.845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $234.88 to $235.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $235.885 to $236.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $236.875 to $237.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.