Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/3/15 申報
- 申報編號
- 0001415889-24-008109
- 申報時間
- 2024/3/15
- 交易日
- 2024/3/13-3/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $720.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/13 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/13 | Common Stock | S賣出處分 | −2,704 | $240.69F2 | −$650,825.76 | 12,426 | 直接 | |
| 2024/3/13 | Common Stock | S賣出處分 | −3,127 | $241.61F3 | −$755,514.47 | 9,299 | 直接 | |
| 2024/3/13 | Common Stock | S賣出處分 | −3,645 | $242.60F4 | −$884,277 | 5,654 | 直接 | |
| 2024/3/13 | Common Stock | S賣出處分 | −3,581 | $243.63F5 | −$872,439.03 | 2,073 | 直接 | |
| 2024/3/13 | Common Stock | S賣出處分 | −192 | $244.90F6 | −$47,020.8 | 1,881 | 直接 | |
| 2024/3/13 | Common Stock | S賣出處分 | −1,195 | $246.17F7 | −$294,173.15 | 686 | 直接 | |
| 2024/3/13 | Common Stock | S賣出處分 | −351 | $247.19F8 | −$86,763.69 | 335 | 直接 | |
| 2024/3/13 | Common Stock | S賣出處分 | −205 | $248.42F9 | −$50,926.1 | 130 | 直接 | |
| 2024/3/14 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/14 | Common Stock | S賣出處分 | −4,522 | $236.74F10 | −$1,070,538.28 | 10,608 | 直接 | |
| 2024/3/14 | Common Stock | S賣出處分 | −5,955 | $237.62F11 | −$1,415,027.1 | 4,653 | 直接 | |
| 2024/3/14 | Common Stock | S賣出處分 | −3,098 | $238.49F12 | −$738,842.02 | 1,555 | 直接 | |
| 2024/3/14 | Common Stock | S賣出處分 | −1,267 | $240.47F13 | −$304,675.49 | 288 | 直接 | |
| 2024/3/14 | Common Stock | S賣出處分 | −158 | $241.41F14 | −$38,142.78 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/13 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 611,654 | 直接 | |
| 2024/3/14 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 596,654 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $240.13 to $241.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $241.13 to $242.115. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $242.20 to $243.125. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $243.24 to $244.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $244.65 to $245.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $245.735 to $246.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $246.845 to $247.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $248.05 to $248.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $236.14 to $237.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $237.145 to $238.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $238.16 to $239.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $239.225 to $240.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $241.29 to $241.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。