Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 15, 2024
- Accession no.
- 0001415889-24-008109
- Filed
- Mar 15, 2024
- Trade date
- Mar 13-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $129.49 | +$1,942,350 | 15,130 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −2,704 | $240.69F2 | −$650,825.76 | 12,426 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −3,127 | $241.61F3 | −$755,514.47 | 9,299 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −3,645 | $242.60F4 | −$884,277 | 5,654 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −3,581 | $243.63F5 | −$872,439.03 | 2,073 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −192 | $244.90F6 | −$47,020.8 | 1,881 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −1,195 | $246.17F7 | −$294,173.15 | 686 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −351 | $247.19F8 | −$86,763.69 | 335 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −205 | $248.42F9 | −$50,926.1 | 130 | Direct | |
| Mar 14, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $129.49 | +$1,942,350 | 15,130 | Direct | |
| Mar 14, 2024 | Common Stock | SSaleDisposed | −4,522 | $236.74F10 | −$1,070,538.28 | 10,608 | Direct | |
| Mar 14, 2024 | Common Stock | SSaleDisposed | −5,955 | $237.62F11 | −$1,415,027.1 | 4,653 | Direct | |
| Mar 14, 2024 | Common Stock | SSaleDisposed | −3,098 | $238.49F12 | −$738,842.02 | 1,555 | Direct | |
| Mar 14, 2024 | Common Stock | SSaleDisposed | −1,267 | $240.47F13 | −$304,675.49 | 288 | Direct | |
| Mar 14, 2024 | Common Stock | SSaleDisposed | −158 | $241.41F14 | −$38,142.78 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 611,654 | Direct | |
| Mar 14, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 596,654 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $240.13 to $241.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $241.13 to $242.115. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $242.20 to $243.125. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $243.24 to $244.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $244.65 to $245.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $245.735 to $246.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $246.845 to $247.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $248.05 to $248.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $236.14 to $237.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $237.145 to $238.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $238.16 to $239.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $239.225 to $240.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $241.29 to $241.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.