Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/3/11 申報
- 申報編號
- 0001415889-24-007513
- 申報時間
- 2024/3/11
- 交易日
- 2024/3/7-3/8
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $723.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/7 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/7 | Common Stock | S賣出處分 | −1,274 | $236.82F2 | −$301,708.68 | 13,856 | 直接 | |
| 2024/3/7 | Common Stock | S賣出處分 | −942 | $237.77F3 | −$223,979.34 | 12,914 | 直接 | |
| 2024/3/7 | Common Stock | S賣出處分 | −478 | $238.87F4 | −$114,179.86 | 12,436 | 直接 | |
| 2024/3/7 | Common Stock | S賣出處分 | −6,223 | $240.29F5 | −$1,495,324.67 | 6,213 | 直接 | |
| 2024/3/7 | Common Stock | S賣出處分 | −4,478 | $241.30F6 | −$1,080,541.4 | 1,735 | 直接 | |
| 2024/3/7 | Common Stock | S賣出處分 | −1,510 | $242.25F7 | −$365,797.5 | 225 | 直接 | |
| 2024/3/7 | Common Stock | S賣出處分 | −95 | $243.21F8 | −$23,104.95 | 130 | 直接 | |
| 2024/3/8 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/8 | Common Stock | S賣出處分 | −623 | $237.21F9 | −$147,781.83 | 14,507 | 直接 | |
| 2024/3/8 | Common Stock | S賣出處分 | −1,225 | $238.75F10 | −$292,468.75 | 13,282 | 直接 | |
| 2024/3/8 | Common Stock | S賣出處分 | −1,175 | $239.56F11 | −$281,483 | 12,107 | 直接 | |
| 2024/3/8 | Common Stock | S賣出處分 | −895 | $240.58F12 | −$215,319.1 | 11,212 | 直接 | |
| 2024/3/8 | Common Stock | S賣出處分 | −5,783 | $242.23F13 | −$1,400,816.09 | 5,429 | 直接 | |
| 2024/3/8 | Common Stock | S賣出處分 | −5,139 | $243.38F14 | −$1,250,729.82 | 290 | 直接 | |
| 2024/3/8 | Common Stock | S賣出處分 | −160 | $243.89F15 | −$39,022.4 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/7 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 671,654 | 直接 | |
| 2024/3/8 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 656,654 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $236.34 to $237.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $237.34 to $237.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $238.605 to $239.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $239.875 to $240.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $240.88 to $241.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $241.885 to $242.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $243.00 to $243.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $237.045 to $237.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $238.14 to $239.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $239.18 to $240.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $240.315 to $241.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $241.785 to $242.765. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $242.80 to $243.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $243.83 to $243.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。