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Rothblatt Martine A's Form 4 filing

United Therapeutics Corp (UTHR) · filed Mar 11, 2024

Accession no.
0001415889-24-007513
Filed
Mar 11, 2024
Trade date
Mar 7-8, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 16 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.23M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothblatt Martine ACIK 0001106578Director, Officer (CHAIRPERSON & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 7, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Mar 7, 2024Common StockSSaleDisposed−1,274$236.82F2−$301,708.6813,856Direct
Mar 7, 2024Common StockSSaleDisposed−942$237.77F3−$223,979.3412,914Direct
Mar 7, 2024Common StockSSaleDisposed−478$238.87F4−$114,179.8612,436Direct
Mar 7, 2024Common StockSSaleDisposed−6,223$240.29F5−$1,495,324.676,213Direct
Mar 7, 2024Common StockSSaleDisposed−4,478$241.30F6−$1,080,541.41,735Direct
Mar 7, 2024Common StockSSaleDisposed−1,510$242.25F7−$365,797.5225Direct
Mar 7, 2024Common StockSSaleDisposed−95$243.21F8−$23,104.95130Direct
Mar 8, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Mar 8, 2024Common StockSSaleDisposed−623$237.21F9−$147,781.8314,507Direct
Mar 8, 2024Common StockSSaleDisposed−1,225$238.75F10−$292,468.7513,282Direct
Mar 8, 2024Common StockSSaleDisposed−1,175$239.56F11−$281,48312,107Direct
Mar 8, 2024Common StockSSaleDisposed−895$240.58F12−$215,319.111,212Direct
Mar 8, 2024Common StockSSaleDisposed−5,783$242.23F13−$1,400,816.095,429Direct
Mar 8, 2024Common StockSSaleDisposed−5,139$243.38F14−$1,250,729.82290Direct
Mar 8, 2024Common StockSSaleDisposed−160$243.89F15−$39,022.4130Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 7, 2024Common StockMOption exerciseDisposed−15,000$0.00$0671,654Direct
Mar 8, 2024Common StockMOption exerciseDisposed−15,000$0.00$0656,654Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $236.34 to $237.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $237.34 to $237.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $238.605 to $239.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $239.875 to $240.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $240.88 to $241.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $241.885 to $242.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $243.00 to $243.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $237.045 to $237.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $238.14 to $239.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades at prices ranging from $239.18 to $240.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades at prices ranging from $240.315 to $241.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F13

This transaction was executed in multiple trades at prices ranging from $241.785 to $242.765. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F14

This transaction was executed in multiple trades at prices ranging from $242.80 to $243.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F15

This transaction was executed in multiple trades at prices ranging from $243.83 to $243.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)