Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/3/7 申報
- 申報編號
- 0001415889-24-007185
- 申報時間
- 2024/3/7
- 交易日
- 2024/3/5-3/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $499.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/5 | Common Stock | M行使選擇權取得 | +6,300 | $129.49 | +$815,787 | 6,430 | 直接 | |
| 2024/3/5 | Common Stock | S賣出處分 | −3,431 | $230.36F2 | −$790,365.16 | 2,999 | 直接 | |
| 2024/3/5 | Common Stock | S賣出處分 | −2,416 | $231.53F3 | −$559,376.48 | 583 | 直接 | |
| 2024/3/5 | Common Stock | S賣出處分 | −453 | $232.08F4 | −$105,132.24 | 130 | 直接 | |
| 2024/3/6 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −209 | $230.28F5 | −$48,128.52 | 14,921 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −1,116 | $231.73F6 | −$258,610.68 | 13,805 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −559 | $233.27F7 | −$130,397.93 | 13,246 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −2,437 | $234.57F8 | −$571,647.09 | 10,809 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −1,284 | $235.25F9 | −$302,061 | 9,525 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −5,219 | $236.77F10 | −$1,235,702.63 | 4,306 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −1,348 | $237.61F11 | −$320,298.28 | 2,958 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −1,871 | $239.05F12 | −$447,262.55 | 1,087 | 直接 | |
| 2024/3/6 | Common Stock | S賣出處分 | −957 | $240.00F13 | −$229,680 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/5 | Common Stock | M行使選擇權處分 | −6,300 | $0.00 | $0 | 701,654 | 直接 | |
| 2024/3/6 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 686,654 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $230.00 to $230.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $231.00 to $231.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $232.02 to $232.125. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $230.00 to $230.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $231.30 to $232.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $232.88 to $233.795. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $234.10 to $235.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $235.12 to $236.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $236.29 to $237.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $237.33 to $238.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $238.425 to $239.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $239.57 to $240.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。