Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 7, 2024
- Accession no.
- 0001415889-24-007185
- Filed
- Mar 7, 2024
- Trade date
- Mar 5-6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +6,300 | $129.49 | +$815,787 | 6,430 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −3,431 | $230.36F2 | −$790,365.16 | 2,999 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −2,416 | $231.53F3 | −$559,376.48 | 583 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −453 | $232.08F4 | −$105,132.24 | 130 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $129.49 | +$1,942,350 | 15,130 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −209 | $230.28F5 | −$48,128.52 | 14,921 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −1,116 | $231.73F6 | −$258,610.68 | 13,805 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −559 | $233.27F7 | −$130,397.93 | 13,246 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −2,437 | $234.57F8 | −$571,647.09 | 10,809 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −1,284 | $235.25F9 | −$302,061 | 9,525 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −5,219 | $236.77F10 | −$1,235,702.63 | 4,306 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −1,348 | $237.61F11 | −$320,298.28 | 2,958 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −1,871 | $239.05F12 | −$447,262.55 | 1,087 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −957 | $240.00F13 | −$229,680 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −6,300 | $0.00 | $0 | 701,654 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 686,654 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $230.00 to $230.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $231.00 to $231.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $232.02 to $232.125. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $230.00 to $230.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $231.30 to $232.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $232.88 to $233.795. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $234.10 to $235.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $235.12 to $236.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $236.29 to $237.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $237.33 to $238.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $238.425 to $239.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $239.57 to $240.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.