Burns Thomas William 的 Form 4 申報
GLAUKOS Corp（GKOS），2024/1/10 申報
- 申報編號
- 0001415889-24-000952
- 申報時間
- 2024/1/10
- 交易日
- 2024/1/8-1/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $496.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/8 | Common Stock | M行使選擇權取得 | +60,000 | $7.28 | +$436,800 | 115,835 | 直接 | |
| 2024/1/8 | Common Stock | S賣出處分 | −2,314 | $80.65F3 | −$186,624.1 | 113,521 | 直接 | |
| 2024/1/8 | Common Stock | S賣出處分 | −12,614 | $81.50F4 | −$1,028,041 | 100,907 | 直接 | |
| 2024/1/8 | Common Stock | S賣出處分 | −23,299 | $82.38F5 | −$1,919,371.62 | 77,608 | 直接 | |
| 2024/1/8 | Common Stock | S賣出處分 | −17,873 | $83.38F6 | −$1,490,250.74 | 59,735 | 直接 | |
| 2024/1/8 | Common Stock | S賣出處分 | −3,900 | $84.21F7 | −$328,419 | 55,835 | 直接 | |
| 2024/1/9 | Common Stock | M行使選擇權取得 | +115 | $7.28 | +$837.2 | 55,950 | 直接 | |
| 2024/1/9 | Common Stock | S賣出處分 | −5 | $85.00 | −$425 | 55,945 | 直接 | |
| 2024/1/9 | Common Stock | S賣出處分 | −73 | $86.74F8 | −$6,332.02 | 55,872 | 直接 | |
| 2024/1/9 | Common Stock | S賣出處分 | −37 | $87.33F9 | −$3,231.21 | 55,835 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/8 | Common Stock | M行使選擇權處分 | −60,000 | $0.00 | $0 | 115 | 直接 | |
| 2024/1/9 | Common Stock | M行使選擇權處分 | −115 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $80.00 to $80.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $81.00 to $81.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $82.00 to $82.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $83.00 to $83.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $84.05 to $84.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $86.25 to $87.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $87.26 to $88.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。