Burns Thomas William's Form 4 filing
GLAUKOS Corp (GKOS) · filed Jan 10, 2024
- Accession no.
- 0001415889-24-000952
- Filed
- Jan 10, 2024
- Trade date
- Jan 8-9, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.96M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | Director, Officer (CHAIRMAN & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 8, 2024 | Common Stock | MOption exerciseAcquired | +60,000 | $7.28 | +$436,800 | 115,835 | Direct | |
| Jan 8, 2024 | Common Stock | SSaleDisposed | −2,314 | $80.65F3 | −$186,624.1 | 113,521 | Direct | |
| Jan 8, 2024 | Common Stock | SSaleDisposed | −12,614 | $81.50F4 | −$1,028,041 | 100,907 | Direct | |
| Jan 8, 2024 | Common Stock | SSaleDisposed | −23,299 | $82.38F5 | −$1,919,371.62 | 77,608 | Direct | |
| Jan 8, 2024 | Common Stock | SSaleDisposed | −17,873 | $83.38F6 | −$1,490,250.74 | 59,735 | Direct | |
| Jan 8, 2024 | Common Stock | SSaleDisposed | −3,900 | $84.21F7 | −$328,419 | 55,835 | Direct | |
| Jan 9, 2024 | Common Stock | MOption exerciseAcquired | +115 | $7.28 | +$837.2 | 55,950 | Direct | |
| Jan 9, 2024 | Common Stock | SSaleDisposed | −5 | $85.00 | −$425 | 55,945 | Direct | |
| Jan 9, 2024 | Common Stock | SSaleDisposed | −73 | $86.74F8 | −$6,332.02 | 55,872 | Direct | |
| Jan 9, 2024 | Common Stock | SSaleDisposed | −37 | $87.33F9 | −$3,231.21 | 55,835 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 8, 2024 | Common Stock | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 115 | Direct | |
| Jan 9, 2024 | Common Stock | MOption exerciseDisposed | −115 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $80.00 to $80.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $81.00 to $81.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $82.00 to $82.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $83.00 to $83.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $84.05 to $84.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $86.25 to $87.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $87.26 to $88.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.