Isner Joshua 的 Form 4 申報
Axon Enterprise, Inc.（AXON），2023/12/5 申報
- 申報編號
- 0001415889-23-015900
- 申報時間
- 2023/12/5
- 交易日
- 2023/12/1-12/5
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $123.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Isner JoshuaCIK 0001648518 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/1 | Common Stock | S賣出處分 | −260 | $230.38 | −$59,898.8 | 356,229 | 直接 | |
| 2023/12/1 | Common Stock | F扣股繳稅處分 | −1,694 | $231.51 | −$392,177.94 | 354,535 | 直接 | |
| 2023/12/4 | Common Stock | S賣出處分 | −337 | $229.60 | −$77,375.2 | 354,198 | 直接 | |
| 2023/12/4 | Common Stock | S賣出處分 | −1,061 | $229.60F4 | −$243,605.6 | 353,137 | 直接 | |
| 2023/12/4 | Common Stock | S賣出處分 | −2 | $232.18 | −$464.36 | 353,135 | 直接 | |
| 2023/12/5 | Common Stock | S賣出處分 | −1,644 | $233.29F5 | −$383,528.76 | 351,491 | 直接 | |
| 2023/12/5 | Common Stock | S賣出處分 | −2,009 | $233.84F6 | −$469,784.56 | 349,482 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The transaction was executed in multiple trades at prices ranging from $229.32 to $229.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $233.04 to $233.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $233.62 to $234.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。