Isner Joshua's Form 4 filing
Axon Enterprise, Inc. (AXON) · filed Dec 5, 2023
- Accession no.
- 0001415889-23-015900
- Filed
- Dec 5, 2023
- Trade date
- Dec 1-5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions. Open-market sales total $1.23M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Isner JoshuaCIK 0001648518 | Officer (PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common Stock | SSaleDisposed | −260 | $230.38 | −$59,898.8 | 356,229 | Direct | |
| Dec 1, 2023 | Common Stock | FTax withholdingDisposed | −1,694 | $231.51 | −$392,177.94 | 354,535 | Direct | |
| Dec 4, 2023 | Common Stock | SSaleDisposed | −337 | $229.60 | −$77,375.2 | 354,198 | Direct | |
| Dec 4, 2023 | Common Stock | SSaleDisposed | −1,061 | $229.60F4 | −$243,605.6 | 353,137 | Direct | |
| Dec 4, 2023 | Common Stock | SSaleDisposed | −2 | $232.18 | −$464.36 | 353,135 | Direct | |
| Dec 5, 2023 | Common Stock | SSaleDisposed | −1,644 | $233.29F5 | −$383,528.76 | 351,491 | Direct | |
| Dec 5, 2023 | Common Stock | SSaleDisposed | −2,009 | $233.84F6 | −$469,784.56 | 349,482 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The transaction was executed in multiple trades at prices ranging from $229.32 to $229.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $233.04 to $233.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $233.62 to $234.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.