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Isner Joshua 的 Form 4 申報

Axon Enterprise, Inc.(AXON),2023/7/5 申報

申報編號
0001415889-23-010837
申報時間
2023/7/5
交易日
2023/7/3
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $519.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Isner JoshuaCIK 0001648518高階主管(總裁)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/7/3Common StockS賣出處分−1,600$190.44F2−$304,704316,248直接
2023/7/3Common StockS賣出處分−2,046$191.25F3−$391,297.5314,202直接
2023/7/3Common StockS賣出處分−7,496$192.51F4−$1,443,054.96306,706直接
2023/7/3Common StockS賣出處分−9,560$193.46F5−$1,849,477.6297,146直接
2023/7/3Common StockS賣出處分−6,181$194.56F6−$1,202,575.36290,965直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The transaction was executed in multiple trades at prices ranging from $189.95 to $190.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The transaction was executed in multiple trades at prices ranging from $190.95 to $191.9168. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

The transaction was executed in multiple trades at prices ranging from $191.985 to $192.9626. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

The transaction was executed in multiple trades at prices ranging from $193.05 to $193.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

The transaction was executed in multiple trades at prices ranging from $194.27 to $194.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)