Isner Joshua's Form 4 filing
Axon Enterprise, Inc. (AXON) · filed Jul 5, 2023
- Accession no.
- 0001415889-23-010837
- Filed
- Jul 5, 2023
- Trade date
- Jul 3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $5.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Isner JoshuaCIK 0001648518 | Officer (PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 3, 2023 | Common Stock | SSaleDisposed | −1,600 | $190.44F2 | −$304,704 | 316,248 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −2,046 | $191.25F3 | −$391,297.5 | 314,202 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −7,496 | $192.51F4 | −$1,443,054.96 | 306,706 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −9,560 | $193.46F5 | −$1,849,477.6 | 297,146 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −6,181 | $194.56F6 | −$1,202,575.36 | 290,965 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $189.95 to $190.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $190.95 to $191.9168. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $191.985 to $192.9626. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $193.05 to $193.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $194.27 to $194.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.