Burns Thomas William 的 Form 4 申報
GLAUKOS Corp（GKOS），2023/6/8 申報
- 申報編號
- 0001415889-23-009452
- 申報時間
- 2023/6/8
- 交易日
- 2023/6/6-6/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $166.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/6 | Common Stock | M行使選擇權取得 | +7,618 | $7.28 | +$55,459.04 | 681,581 | 直接 | |
| 2023/6/6 | Common Stock | S賣出處分 | −7,618 | $65.04F3 | −$495,474.72 | 673,963 | 直接 | |
| 2023/6/7 | Common Stock | M行使選擇權取得 | +17,382 | $7.28 | +$126,540.96 | 691,345 | 直接 | |
| 2023/6/7 | Common Stock | S賣出處分 | −5,001 | $66.54F4 | −$332,766.54 | 686,344 | 直接 | |
| 2023/6/7 | Common Stock | S賣出處分 | −9,701 | $67.32F5 | −$653,071.32 | 676,643 | 直接 | |
| 2023/6/7 | Common Stock | S賣出處分 | −2,680 | $67.99F6 | −$182,213.2 | 673,963 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/6 | Common Stock | M行使選擇權處分 | −7,618 | $0.00 | $0 | 492,382 | 直接 | |
| 2023/6/7 | Common Stock | M行使選擇權處分 | −17,382 | $0.00 | $0 | 475,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $65.00 to $65.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $65.795 to $66.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $66.795 to $67.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $67.805 to $68.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。