Burns Thomas William's Form 4 filing
GLAUKOS Corp (GKOS) · filed Jun 8, 2023
- Accession no.
- 0001415889-23-009452
- Filed
- Jun 8, 2023
- Trade date
- Jun 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | Director, Officer (CHAIRMAN & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Common Stock | MOption exerciseAcquired | +7,618 | $7.28 | +$55,459.04 | 681,581 | Direct | |
| Jun 6, 2023 | Common Stock | SSaleDisposed | −7,618 | $65.04F3 | −$495,474.72 | 673,963 | Direct | |
| Jun 7, 2023 | Common Stock | MOption exerciseAcquired | +17,382 | $7.28 | +$126,540.96 | 691,345 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −5,001 | $66.54F4 | −$332,766.54 | 686,344 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −9,701 | $67.32F5 | −$653,071.32 | 676,643 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −2,680 | $67.99F6 | −$182,213.2 | 673,963 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Common Stock | MOption exerciseDisposed | −7,618 | $0.00 | $0 | 492,382 | Direct | |
| Jun 7, 2023 | Common Stock | MOption exerciseDisposed | −17,382 | $0.00 | $0 | 475,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $65.00 to $65.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $65.795 to $66.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $66.795 to $67.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $67.805 to $68.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.