Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/4/26 申報
- 申報編號
- 0001415889-23-006929
- 申報時間
- 2023/4/26
- 交易日
- 2023/4/24-4/25
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $363.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/24 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/4/24 | Common Stock | S賣出處分 | −3,449 | $227.67F2 | −$785,233.83 | 4,681 | 直接 | |
| 2023/4/24 | Common Stock | S賣出處分 | −2,387 | $228.52F3 | −$545,477.24 | 2,294 | 直接 | |
| 2023/4/24 | Common Stock | S賣出處分 | −979 | $229.43F4 | −$224,611.97 | 1,315 | 直接 | |
| 2023/4/24 | Common Stock | S賣出處分 | −560 | $230.72F5 | −$129,203.2 | 755 | 直接 | |
| 2023/4/24 | Common Stock | S賣出處分 | −625 | $231.39F6 | −$144,618.75 | 130 | 直接 | |
| 2023/4/25 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/4/25 | Common Stock | S賣出處分 | −2,365 | $224.64F7 | −$531,273.6 | 5,765 | 直接 | |
| 2023/4/25 | Common Stock | S賣出處分 | −2,180 | $225.96F8 | −$492,592.8 | 3,585 | 直接 | |
| 2023/4/25 | Common Stock | S賣出處分 | −2,051 | $226.63F9 | −$464,818.13 | 1,534 | 直接 | |
| 2023/4/25 | Common Stock | S賣出處分 | −1,222 | $227.56F10 | −$278,078.32 | 312 | 直接 | |
| 2023/4/25 | Common Stock | S賣出處分 | −182 | $228.32F11 | −$41,554.24 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/24 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 48,000 | 直接 | |
| 2023/4/25 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 40,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $227.065 to $228.035. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $228.07 to $228.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $229.07 to $230.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $230.36 to $230.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $231.095 to $231.635. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $224.185 to $225.145. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $225.19 to $226.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $226.195 to $227.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $227.195 to $228.115. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $228.29 to $228.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。