Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Apr 26, 2023
- Accession no.
- 0001415889-23-006929
- Filed
- Apr 26, 2023
- Trade date
- Apr 24-25, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.64M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Apr 24, 2023 | Common Stock | SSaleDisposed | −3,449 | $227.67F2 | −$785,233.83 | 4,681 | Direct | |
| Apr 24, 2023 | Common Stock | SSaleDisposed | −2,387 | $228.52F3 | −$545,477.24 | 2,294 | Direct | |
| Apr 24, 2023 | Common Stock | SSaleDisposed | −979 | $229.43F4 | −$224,611.97 | 1,315 | Direct | |
| Apr 24, 2023 | Common Stock | SSaleDisposed | −560 | $230.72F5 | −$129,203.2 | 755 | Direct | |
| Apr 24, 2023 | Common Stock | SSaleDisposed | −625 | $231.39F6 | −$144,618.75 | 130 | Direct | |
| Apr 25, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −2,365 | $224.64F7 | −$531,273.6 | 5,765 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −2,180 | $225.96F8 | −$492,592.8 | 3,585 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −2,051 | $226.63F9 | −$464,818.13 | 1,534 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −1,222 | $227.56F10 | −$278,078.32 | 312 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −182 | $228.32F11 | −$41,554.24 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 48,000 | Direct | |
| Apr 25, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 40,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $227.065 to $228.035. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $228.07 to $228.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $229.07 to $230.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $230.36 to $230.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $231.095 to $231.635. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $224.185 to $225.145. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $225.19 to $226.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $226.195 to $227.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $227.195 to $228.115. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $228.29 to $228.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.