Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/4/14 申報
- 申報編號
- 0001415889-23-006548
- 申報時間
- 2023/4/14
- 交易日
- 2023/4/12-4/13
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $366.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/12 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/4/12 | Common Stock | S賣出處分 | −1,599 | $225.71F2 | −$360,910.29 | 6,531 | 直接 | |
| 2023/4/12 | Common Stock | S賣出處分 | −1,998 | $226.93F3 | −$453,406.14 | 4,533 | 直接 | |
| 2023/4/12 | Common Stock | S賣出處分 | −4,403 | $227.77F4 | −$1,002,871.31 | 130 | 直接 | |
| 2023/4/13 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/4/13 | Common Stock | S賣出處分 | −57 | $225.80 | −$12,870.6 | 8,073 | 直接 | |
| 2023/4/13 | Common Stock | S賣出處分 | −191 | $227.62F5 | −$43,475.42 | 7,882 | 直接 | |
| 2023/4/13 | Common Stock | S賣出處分 | −1,807 | $228.81F6 | −$413,459.67 | 6,075 | 直接 | |
| 2023/4/13 | Common Stock | S賣出處分 | −994 | $229.54F7 | −$228,162.76 | 5,081 | 直接 | |
| 2023/4/13 | Common Stock | S賣出處分 | −453 | $230.69F8 | −$104,502.57 | 4,628 | 直接 | |
| 2023/4/13 | Common Stock | S賣出處分 | −3,663 | $231.80F9 | −$849,083.4 | 965 | 直接 | |
| 2023/4/13 | Common Stock | S賣出處分 | −835 | $232.32F10 | −$193,987.2 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/12 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 112,000 | 直接 | |
| 2023/4/13 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 104,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $225.35 to $226.285. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $226.425 to $227.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $227.43 to $228.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $227.15 to $228.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $228.185 to $229.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $229.19 to $230.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $230.21 to $231.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $231.24 to $232.235. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $232.30 to $232.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。