Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Apr 14, 2023
- Accession no.
- 0001415889-23-006548
- Filed
- Apr 14, 2023
- Trade date
- Apr 12-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Apr 12, 2023 | Common Stock | SSaleDisposed | −1,599 | $225.71F2 | −$360,910.29 | 6,531 | Direct | |
| Apr 12, 2023 | Common Stock | SSaleDisposed | −1,998 | $226.93F3 | −$453,406.14 | 4,533 | Direct | |
| Apr 12, 2023 | Common Stock | SSaleDisposed | −4,403 | $227.77F4 | −$1,002,871.31 | 130 | Direct | |
| Apr 13, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −57 | $225.80 | −$12,870.6 | 8,073 | Direct | |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −191 | $227.62F5 | −$43,475.42 | 7,882 | Direct | |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −1,807 | $228.81F6 | −$413,459.67 | 6,075 | Direct | |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −994 | $229.54F7 | −$228,162.76 | 5,081 | Direct | |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −453 | $230.69F8 | −$104,502.57 | 4,628 | Direct | |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −3,663 | $231.80F9 | −$849,083.4 | 965 | Direct | |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −835 | $232.32F10 | −$193,987.2 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 112,000 | Direct | |
| Apr 13, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 104,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $225.35 to $226.285. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $226.425 to $227.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $227.43 to $228.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $227.15 to $228.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $228.185 to $229.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $229.19 to $230.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $230.21 to $231.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $231.24 to $232.235. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $232.30 to $232.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.