Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/4/12 申報
- 申報編號
- 0001415889-23-006473
- 申報時間
- 2023/4/12
- 交易日
- 2023/4/10-4/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $359.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/10 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/4/10 | Common Stock | S賣出處分 | −3,139 | $222.70F2 | −$699,055.3 | 4,991 | 直接 | |
| 2023/4/10 | Common Stock | S賣出處分 | −1,129 | $223.59F3 | −$252,433.11 | 3,862 | 直接 | |
| 2023/4/10 | Common Stock | S賣出處分 | −1,119 | $224.83F4 | −$251,584.77 | 2,743 | 直接 | |
| 2023/4/10 | Common Stock | S賣出處分 | −2,329 | $225.91F5 | −$526,144.39 | 414 | 直接 | |
| 2023/4/10 | Common Stock | S賣出處分 | −284 | $226.99F6 | −$64,465.16 | 130 | 直接 | |
| 2023/4/11 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/4/11 | Common Stock | S賣出處分 | −570 | $222.83F7 | −$127,013.1 | 7,560 | 直接 | |
| 2023/4/11 | Common Stock | S賣出處分 | −1,654 | $223.70F8 | −$369,999.8 | 5,906 | 直接 | |
| 2023/4/11 | Common Stock | S賣出處分 | −1,650 | $225.22F9 | −$371,613 | 4,256 | 直接 | |
| 2023/4/11 | Common Stock | S賣出處分 | −2,017 | $226.22F10 | −$456,285.74 | 2,239 | 直接 | |
| 2023/4/11 | Common Stock | S賣出處分 | −1,527 | $227.27F11 | −$347,041.29 | 712 | 直接 | |
| 2023/4/11 | Common Stock | S賣出處分 | −582 | $227.83F12 | −$132,597.06 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/10 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 128,000 | 直接 | |
| 2023/4/11 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 120,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $222.24 to $223.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $223.295 to $224.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $224.405 to $225.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $225.45 to $226.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $226.47 to $227.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $222.465 to $223.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $223.495 to $224.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $224.72 to $225.525. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $225.745 to $226.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $226.795 to $227.765. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $227.795 to $227.895. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。