Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Apr 12, 2023
- Accession no.
- 0001415889-23-006473
- Filed
- Apr 12, 2023
- Trade date
- Apr 10-11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −3,139 | $222.70F2 | −$699,055.3 | 4,991 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −1,129 | $223.59F3 | −$252,433.11 | 3,862 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −1,119 | $224.83F4 | −$251,584.77 | 2,743 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −2,329 | $225.91F5 | −$526,144.39 | 414 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −284 | $226.99F6 | −$64,465.16 | 130 | Direct | |
| Apr 11, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Apr 11, 2023 | Common Stock | SSaleDisposed | −570 | $222.83F7 | −$127,013.1 | 7,560 | Direct | |
| Apr 11, 2023 | Common Stock | SSaleDisposed | −1,654 | $223.70F8 | −$369,999.8 | 5,906 | Direct | |
| Apr 11, 2023 | Common Stock | SSaleDisposed | −1,650 | $225.22F9 | −$371,613 | 4,256 | Direct | |
| Apr 11, 2023 | Common Stock | SSaleDisposed | −2,017 | $226.22F10 | −$456,285.74 | 2,239 | Direct | |
| Apr 11, 2023 | Common Stock | SSaleDisposed | −1,527 | $227.27F11 | −$347,041.29 | 712 | Direct | |
| Apr 11, 2023 | Common Stock | SSaleDisposed | −582 | $227.83F12 | −$132,597.06 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 128,000 | Direct | |
| Apr 11, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 120,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $222.24 to $223.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $223.295 to $224.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $224.405 to $225.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $225.45 to $226.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $226.47 to $227.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $222.465 to $223.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $223.495 to $224.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $224.72 to $225.525. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $225.745 to $226.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $226.795 to $227.765. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $227.795 to $227.895. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.