Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/4/7 申報
- 申報編號
- 0001415889-23-006357
- 申報時間
- 2023/4/7
- 交易日
- 2023/4/5-4/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $368.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/5 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/4/5 | Common Stock | S賣出處分 | −344 | $228.40F2 | −$78,569.6 | 7,786 | 直接 | |
| 2023/4/5 | Common Stock | S賣出處分 | −881 | $229.41F3 | −$202,110.21 | 6,905 | 直接 | |
| 2023/4/5 | Common Stock | S賣出處分 | −1,055 | $230.35F4 | −$243,019.25 | 5,850 | 直接 | |
| 2023/4/5 | Common Stock | S賣出處分 | −3,033 | $231.62F5 | −$702,503.46 | 2,817 | 直接 | |
| 2023/4/5 | Common Stock | S賣出處分 | −2,687 | $232.44F6 | −$624,566.28 | 130 | 直接 | |
| 2023/4/6 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/4/6 | Common Stock | S賣出處分 | −2,389 | $226.77F7 | −$541,753.53 | 5,741 | 直接 | |
| 2023/4/6 | Common Stock | S賣出處分 | −1,326 | $227.90F8 | −$302,195.4 | 4,415 | 直接 | |
| 2023/4/6 | Common Stock | S賣出處分 | −1,250 | $228.75F9 | −$285,937.5 | 3,165 | 直接 | |
| 2023/4/6 | Common Stock | S賣出處分 | −628 | $230.00F10 | −$144,440 | 2,537 | 直接 | |
| 2023/4/6 | Common Stock | S賣出處分 | −817 | $231.03F11 | −$188,751.51 | 1,720 | 直接 | |
| 2023/4/6 | Common Stock | S賣出處分 | −651 | $231.85F12 | −$150,934.35 | 1,069 | 直接 | |
| 2023/4/6 | Common Stock | S賣出處分 | −853 | $233.07F13 | −$198,808.71 | 216 | 直接 | |
| 2023/4/6 | Common Stock | S賣出處分 | −86 | $233.91 | −$20,116.26 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/5 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 144,000 | 直接 | |
| 2023/4/6 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 136,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $227.92 to $228.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $228.935 to $229.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $229.97 to $230.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $231.05 to $232.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $232.065 to $233.045. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $226.315 to $227.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $227.35 to $228.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $228.365 to $229.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $229.425 to $230.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $230.51 to $231.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $231.53 to $232.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $232.65 to $233.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。