Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Apr 7, 2023
- Accession no.
- 0001415889-23-006357
- Filed
- Apr 7, 2023
- Trade date
- Apr 5-6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.68M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Apr 5, 2023 | Common Stock | SSaleDisposed | −344 | $228.40F2 | −$78,569.6 | 7,786 | Direct | |
| Apr 5, 2023 | Common Stock | SSaleDisposed | −881 | $229.41F3 | −$202,110.21 | 6,905 | Direct | |
| Apr 5, 2023 | Common Stock | SSaleDisposed | −1,055 | $230.35F4 | −$243,019.25 | 5,850 | Direct | |
| Apr 5, 2023 | Common Stock | SSaleDisposed | −3,033 | $231.62F5 | −$702,503.46 | 2,817 | Direct | |
| Apr 5, 2023 | Common Stock | SSaleDisposed | −2,687 | $232.44F6 | −$624,566.28 | 130 | Direct | |
| Apr 6, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −2,389 | $226.77F7 | −$541,753.53 | 5,741 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −1,326 | $227.90F8 | −$302,195.4 | 4,415 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −1,250 | $228.75F9 | −$285,937.5 | 3,165 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −628 | $230.00F10 | −$144,440 | 2,537 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −817 | $231.03F11 | −$188,751.51 | 1,720 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −651 | $231.85F12 | −$150,934.35 | 1,069 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −853 | $233.07F13 | −$198,808.71 | 216 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −86 | $233.91 | −$20,116.26 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 144,000 | Direct | |
| Apr 6, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 136,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $227.92 to $228.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $228.935 to $229.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $229.97 to $230.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $231.05 to $232.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $232.065 to $233.045. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $226.315 to $227.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $227.35 to $228.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $228.365 to $229.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $229.425 to $230.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $230.51 to $231.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $231.53 to $232.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $232.65 to $233.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.