Utter Christine Marie 的 Form 4 申報
PTC Therapeutics, Inc.（PTCT），2023/3/29 申報
- 申報編號
- 0001415889-23-005566
- 申報時間
- 2023/3/29
- 交易日
- 2023/3/27
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $120.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Utter Christine MarieCIK 0001707685 | 高階主管（SVP, FINANCE & CAO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/27 | Common Stock | M行使選擇權取得 | +16,929 | $33.02 | +$558,995.58 | 54,988 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −7,949 | $44.72F2 | −$355,479.28 | 47,039 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −8,780 | $45.42F3 | −$398,787.6 | 38,259 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −200 | $46.01F4 | −$9,202 | 38,059 | 直接 | |
| 2023/3/27 | Common Stock | M行使選擇權取得 | +9,729 | $33.02 | +$321,251.58 | 47,788 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −4,475 | $44.71F5 | −$200,077.25 | 43,313 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −4,954 | $45.38F6 | −$224,812.52 | 38,359 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −300 | $46.01F7 | −$13,803 | 38,059 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/27 | Common Stock | M行使選擇權處分 | −16,929 | $33.02 | −$558,995.58 | 4,321 | 直接 | |
| 2023/3/27 | Common Stock | M行使選擇權處分 | −9,729 | $33.02 | −$321,251.58 | 371 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.97 to $44.96 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.995 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $46.00 to $46.01 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.97 to $44.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $46.00 to $46.03 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。