Utter Christine Marie's Form 4 filing
PTC Therapeutics, Inc. (PTCT) · filed Mar 29, 2023
- Accession no.
- 0001415889-23-005566
- Filed
- Mar 29, 2023
- Trade date
- Mar 27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.20M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Utter Christine MarieCIK 0001707685 | Officer (SVP, FINANCE & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 27, 2023 | Common Stock | MOption exerciseAcquired | +16,929 | $33.02 | +$558,995.58 | 54,988 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −7,949 | $44.72F2 | −$355,479.28 | 47,039 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −8,780 | $45.42F3 | −$398,787.6 | 38,259 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −200 | $46.01F4 | −$9,202 | 38,059 | Direct | |
| Mar 27, 2023 | Common Stock | MOption exerciseAcquired | +9,729 | $33.02 | +$321,251.58 | 47,788 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −4,475 | $44.71F5 | −$200,077.25 | 43,313 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −4,954 | $45.38F6 | −$224,812.52 | 38,359 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −300 | $46.01F7 | −$13,803 | 38,059 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 27, 2023 | Common Stock | MOption exerciseDisposed | −16,929 | $33.02 | −$558,995.58 | 4,321 | Direct | |
| Mar 27, 2023 | Common Stock | MOption exerciseDisposed | −9,729 | $33.02 | −$321,251.58 | 371 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.97 to $44.96 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.995 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $46.00 to $46.01 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.97 to $44.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $46.00 to $46.03 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.