Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/3/28 申報
- 申報編號
- 0001415889-23-005485
- 申報時間
- 2023/3/28
- 交易日
- 2023/3/24-3/27
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $348.0 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/24 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/24 | Common Stock | S賣出處分 | −500 | $214.83F2 | −$107,415 | 7,630 | 直接 | |
| 2023/3/24 | Common Stock | S賣出處分 | −876 | $215.81F3 | −$189,049.56 | 6,754 | 直接 | |
| 2023/3/24 | Common Stock | S賣出處分 | −923 | $216.82F4 | −$200,124.86 | 5,831 | 直接 | |
| 2023/3/24 | Common Stock | S賣出處分 | −1,696 | $217.88F5 | −$369,524.48 | 4,135 | 直接 | |
| 2023/3/24 | Common Stock | S賣出處分 | −3,411 | $218.98F6 | −$746,940.78 | 724 | 直接 | |
| 2023/3/24 | Common Stock | S賣出處分 | −594 | $219.78F7 | −$130,549.32 | 130 | 直接 | |
| 2023/3/27 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −1,040 | $215.43F8 | −$224,047.2 | 7,090 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −2,745 | $216.36F9 | −$593,908.2 | 4,345 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −3,213 | $217.40F10 | −$698,506.2 | 1,132 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −532 | $218.12F11 | −$116,039.84 | 600 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −182 | $219.79F12 | −$40,001.78 | 418 | 直接 | |
| 2023/3/27 | Common Stock | S賣出處分 | −288 | $221.62F13 | −$63,826.56 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/24 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 208,000 | 直接 | |
| 2023/3/27 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 200,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $214.285 to $215.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $215.44 to $216.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $216.48 to $217.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $217.51 to $218.19. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $218.525 to $219.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $219.58 to $219.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $214.78 to $215.745. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $215.84 to $216.815. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $216.87 to $217.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $217.89 to $218.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $219.52 to $220.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $221.15 to $221.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。