Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 28, 2023
- Accession no.
- 0001415889-23-005485
- Filed
- Mar 28, 2023
- Trade date
- Mar 24-27, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.48M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 24, 2023 | Common Stock | SSaleDisposed | −500 | $214.83F2 | −$107,415 | 7,630 | Direct | |
| Mar 24, 2023 | Common Stock | SSaleDisposed | −876 | $215.81F3 | −$189,049.56 | 6,754 | Direct | |
| Mar 24, 2023 | Common Stock | SSaleDisposed | −923 | $216.82F4 | −$200,124.86 | 5,831 | Direct | |
| Mar 24, 2023 | Common Stock | SSaleDisposed | −1,696 | $217.88F5 | −$369,524.48 | 4,135 | Direct | |
| Mar 24, 2023 | Common Stock | SSaleDisposed | −3,411 | $218.98F6 | −$746,940.78 | 724 | Direct | |
| Mar 24, 2023 | Common Stock | SSaleDisposed | −594 | $219.78F7 | −$130,549.32 | 130 | Direct | |
| Mar 27, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −1,040 | $215.43F8 | −$224,047.2 | 7,090 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −2,745 | $216.36F9 | −$593,908.2 | 4,345 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −3,213 | $217.40F10 | −$698,506.2 | 1,132 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −532 | $218.12F11 | −$116,039.84 | 600 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −182 | $219.79F12 | −$40,001.78 | 418 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −288 | $221.62F13 | −$63,826.56 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 208,000 | Direct | |
| Mar 27, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 200,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $214.285 to $215.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $215.44 to $216.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $216.48 to $217.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $217.51 to $218.19. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $218.525 to $219.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $219.58 to $219.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $214.78 to $215.745. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $215.84 to $216.815. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $216.87 to $217.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $217.89 to $218.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $219.52 to $220.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $221.15 to $221.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.