Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/3/24 申報
- 申報編號
- 0001415889-23-005391
- 申報時間
- 2023/3/24
- 交易日
- 2023/3/22-3/23
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $344.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/22 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −442 | $213.11F2 | −$94,194.62 | 7,688 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −2,223 | $214.36F3 | −$476,522.28 | 5,465 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −1,651 | $215.21F4 | −$355,311.71 | 3,814 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −1,135 | $216.31F5 | −$245,511.85 | 2,679 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −888 | $217.44F6 | −$193,086.72 | 1,791 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −1,153 | $218.26F7 | −$251,653.78 | 638 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −224 | $219.29F8 | −$49,120.96 | 414 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −229 | $220.48 | −$50,489.92 | 185 | 直接 | |
| 2023/3/22 | Common Stock | S賣出處分 | −55 | $221.54 | −$12,184.7 | 130 | 直接 | |
| 2023/3/23 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/23 | Common Stock | S賣出處分 | −1,078 | $212.78F9 | −$229,376.84 | 7,052 | 直接 | |
| 2023/3/23 | Common Stock | S賣出處分 | −2,285 | $213.83F10 | −$488,601.55 | 4,767 | 直接 | |
| 2023/3/23 | Common Stock | S賣出處分 | −2,839 | $214.75F11 | −$609,675.25 | 1,928 | 直接 | |
| 2023/3/23 | Common Stock | S賣出處分 | −1,798 | $215.80F12 | −$388,008.4 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/22 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 224,000 | 直接 | |
| 2023/3/23 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 216,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $212.635 to $213.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $213.75 to $214.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $214.91 to $215.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $215.915 to $216.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $216.95 to $217.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $217.97 to $218.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $219.06 to $219.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $212.255 to $213.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $213.31 to $214.275. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $214.34 to $215.295. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $215.345 to $216.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。