Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 24, 2023
- Accession no.
- 0001415889-23-005391
- Filed
- Mar 24, 2023
- Trade date
- Mar 22-23, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.44M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −442 | $213.11F2 | −$94,194.62 | 7,688 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −2,223 | $214.36F3 | −$476,522.28 | 5,465 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −1,651 | $215.21F4 | −$355,311.71 | 3,814 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −1,135 | $216.31F5 | −$245,511.85 | 2,679 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −888 | $217.44F6 | −$193,086.72 | 1,791 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −1,153 | $218.26F7 | −$251,653.78 | 638 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −224 | $219.29F8 | −$49,120.96 | 414 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −229 | $220.48 | −$50,489.92 | 185 | Direct | |
| Mar 22, 2023 | Common Stock | SSaleDisposed | −55 | $221.54 | −$12,184.7 | 130 | Direct | |
| Mar 23, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 23, 2023 | Common Stock | SSaleDisposed | −1,078 | $212.78F9 | −$229,376.84 | 7,052 | Direct | |
| Mar 23, 2023 | Common Stock | SSaleDisposed | −2,285 | $213.83F10 | −$488,601.55 | 4,767 | Direct | |
| Mar 23, 2023 | Common Stock | SSaleDisposed | −2,839 | $214.75F11 | −$609,675.25 | 1,928 | Direct | |
| Mar 23, 2023 | Common Stock | SSaleDisposed | −1,798 | $215.80F12 | −$388,008.4 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 224,000 | Direct | |
| Mar 23, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 216,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $212.635 to $213.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $213.75 to $214.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $214.91 to $215.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $215.915 to $216.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $216.95 to $217.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $217.97 to $218.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $219.06 to $219.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $212.255 to $213.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $213.31 to $214.275. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $214.34 to $215.295. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $215.345 to $216.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.