Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/3/22 申報
- 申報編號
- 0001415889-23-005312
- 申報時間
- 2023/3/22
- 交易日
- 2023/3/20-3/21
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $358.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/20 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/20 | Common Stock | S賣出處分 | −210 | $219.72F2 | −$46,141.2 | 7,920 | 直接 | |
| 2023/3/20 | Common Stock | S賣出處分 | −197 | $220.44F3 | −$43,426.68 | 7,723 | 直接 | |
| 2023/3/20 | Common Stock | S賣出處分 | −461 | $222.01F4 | −$102,346.61 | 7,262 | 直接 | |
| 2023/3/20 | Common Stock | S賣出處分 | −1,860 | $222.87F5 | −$414,538.2 | 5,402 | 直接 | |
| 2023/3/20 | Common Stock | S賣出處分 | −700 | $223.79F6 | −$156,653 | 4,702 | 直接 | |
| 2023/3/20 | Common Stock | S賣出處分 | −3,951 | $224.91F7 | −$888,619.41 | 751 | 直接 | |
| 2023/3/20 | Common Stock | S賣出處分 | −621 | $225.43F8 | −$139,992.03 | 130 | 直接 | |
| 2023/3/21 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/21 | Common Stock | S賣出處分 | −3,114 | $221.15F9 | −$688,661.1 | 5,016 | 直接 | |
| 2023/3/21 | Common Stock | S賣出處分 | −963 | $221.89F10 | −$213,680.07 | 4,053 | 直接 | |
| 2023/3/21 | Common Stock | S賣出處分 | −334 | $223.26F11 | −$74,568.84 | 3,719 | 直接 | |
| 2023/3/21 | Common Stock | S賣出處分 | −359 | $224.00F12 | −$80,416 | 3,360 | 直接 | |
| 2023/3/21 | Common Stock | S賣出處分 | −468 | $225.46F13 | −$105,515.28 | 2,892 | 直接 | |
| 2023/3/21 | Common Stock | S賣出處分 | −1,077 | $226.69F14 | −$244,145.13 | 1,815 | 直接 | |
| 2023/3/21 | Common Stock | S賣出處分 | −1,465 | $227.66F15 | −$333,521.9 | 350 | 直接 | |
| 2023/3/21 | Common Stock | S賣出處分 | −220 | $228.41 | −$50,250.2 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/20 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 240,000 | 直接 | |
| 2023/3/21 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 232,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $219.04 to $219.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $220.065 to $220.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $221.16 to $222.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $222.22 to $223.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $223.235 to $224.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $224.35 to $225.215. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $225.36 to $225.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $220.67 to $221.655. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $221.685 to $222.505. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $222.73 to $223.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $223.74 to $224.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $225.06 to $225.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $226.06 to $226.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $227.225 to $228.205. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。